Careers At Abbey Wealth

Compliance Analyst

– Near Grand Canal Dock, Dublin

– Permanent, full-time

 

Abbey Wealth is offering a fantastic opportunity for an organised and competent Compliance Analyst to join our Dublin-based financial team. In this role, you will play a key part in ensuring that our company adheres to all relevant laws, regulations, and internal policies. If you have a keen eye for detail, a strong analytical mindset, and a passion for maintaining ethical business practices, we look forward to hearing from you.

As part of an award-winning investment team, in this varied role, effective communication and collaboration with all stakeholders is crucial to ensure that the company operates within the bounds of regulatory frameworks and internal policies. 

Previous experience within the financial services sector is highly advantageous, although training will be given.

Specific Role Requirements:

  • Advanced knowledge of Microsoft Word and Excel packages essential
  • Experience using financial-based CRM systems
  • Excellent interpersonal and communication skills, in writing, via telephone and face to face
  • Excellent administrative, organisational and time management skills
  • Strong and resilient personality with a high sense of integrity and independence
  • Good team player with positive attitude
  • Detail-oriented with a high level of accuracy in work
  • Ability to use own initiative
  • Able to maintain confidentiality at all times and to handle sensitive matters
  • Flexible and adaptable attitude, willing to learn
  • Smart, professional appearance
  • Motivated self-starter, pro-active and able to multi-task

Knowledge and Experience:

  • 1-3 years’ experience in a regulated financial services provider, legal or accountancy firm 
  • Understanding the MiFID framework advantageous, but not essential 
  • Good presence and speaking skills, able to communicate verbally and in writing at all levels within a global team
  • Open to taking on responsibilities and actively seeking avenues for professional growth within the compliance department

Duties to include but not limited to: 

  • Client account and maintenance in accordance with procedures and regulations via our CRM system
  • Assisting with AML checks
  • Conduct regular assessments of company policies and procedures to ensure compliance with industry regulations
  • Collaborate with cross-functional teams to implement and monitor compliance-related initiatives
  • Stay up to date on changes in laws and regulations, and communicate updates to relevant stakeholders
  • Conduct internal audits to identify and address potential compliance issues
  • Investigate and respond to compliance-related inquiries from regulatory authorities
  • Prepare reports and documentation for internal and external audits
  • Collaborate with other management teams to mitigate compliance risks

Additional Information:

  • Permanent, full-time role
  • New office close to Grand Canal Dock, Dublin
  • Hours of work: 9am – 5pm, with half hour lunch
  • Full training and on-going support – remotely and in-person
  • Competitive salary €24,000 – €28,000 dependent on experience, including a matched pension contribution and corporate dental scheme on completion of a probationary period
  • Excellent career prospects – The opportunity to complete a European recognised compliance qualification

To apply for the Compliance Analyst role in Dublin, please introduce yourself via email, detailing why you are applying for this role, how you feel your personal qualities and experience are relevant to Abbey Wealth and attach a copy of your most recent CV.

Contact: Claire Jenkins – careers@abbeywealth.com

PLEASE NOTE: We can only consider applications from candidates who have the right to work in the EU.

 

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